NAPIER PARK GLOBAL CAPITAL LTD of LONDON is an SEC-registered investment adviser (CRD 157629). Regulatory assets under management: $9.2B.
Compensation: % of AUM, Performance.
Clients served: Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| Beck Douglas | CHIEF COMPLIANCE OFFICER | Garden City, NY |
| Sonia Plata | CHIEF COMPLIANCE OFFICER | New York, NY |
| J. Ryan Clark | TRUSTEE | — |
| Dharma Teja Ignacio Jayanti | MEMBER; SOLE MEMBER | — |
| Innes Liam Harding | CHIEF OPERATING OFFICER AND DIRECTOR | — |
| OBRIEN BRIEN MICHAEL | CEO & DIRECTOR; CO-CEO | — |
| BLACK CHRISTOPHER ROBERT | DIRECTOR | — |
| SCHEMBRI DORES TERESA | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & FINANCE OFFICER; CHIEF FINANCIAL OFFICER & MONEY LAUNDERING REPORTING OFFICER | — |
| CUMMING SIMON JAMES | SECRETARY | — |
| BECK DAVID JOHN | CHIEF COMPLIANCE OFFICER | — |
| MICKO MICHAEL MICKO | DIRECTOR | — |
| BLACK ANDREW | DIRECTOR | — |
| SHEPARD KATHLEEN ANN | HEAD OFLEGAL AND CHEIF COMPLIANCE OFFICER UK | — |
| JAYANTI DHARMA TEJA IGNACIO | MEMBER; SOLE MEMBER | — |
| PLATA SONIA | CHIEF COMPLIANCE OFFICER | — |
| SHARLAND DAVID | CHIEF FINANCIAL OFFICER | — |
| CIAMPI STEVEN | DIRECTOR | — |
| HARDING INNES LIAM | CHIEF OPERATING OFFICER AND DIRECTOR | — |
| DUTHIE-JACKSON JOHN GEORGE | EXECUTIVE BOARD DIRECTOR | — |
| WESTON MICHAEL ATHOL | EXECUTIVE BOARD DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-09-21 | regulatory | THE SEC ALLEGED THAT FIRST EAGLE AND FEF DISTRIBUTORS IMPROPERLY CAUSED THE FIRST EAGLE MUTUAL FUNDS TO MAKE PAYMENTS TO TWO FINANCIAL INTERMEDIARIES FOR DISTRIBUTION RELATED SERVICES OUTSIDE OF A WRITTEN, APPROVED RULE 12B-1 PLAN, AND THAT WERE NOT PAID BY FIRST EAGLE OUT OF ITS OWN RESOURCES. IN A… | Final | $39.7M |
| — | regulatory | — | — | — |
Securitized Asset Fund: 12 · Hedge Fund: 3
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| NAPIER PARK ETON FUND LTD | Hedge Fund | Cayman Islands | 47 | $1.2B | $1.0M |
| HENLEY CLO X DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 1 | $528.3M | $100K |
| HENLEY CLO XIII DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 1 | $471.8M | $100K |
| HENLEY CLO XIV DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 1 | $471.2M | $100K |
| HENLEY CLO VII DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 1 | $464.5M | $100K |
| HENLEY CLO IV DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 1 | $463.4M | $100K |
| HENLEY CLO III DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 1 | $463.4M | $100K |
| HENLEY CLO I DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 1 | $463.4M | $100K |
| HENLEY CLO V DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 1 | $462.5M | $100K |
| HENLEY CLO II DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 1 | $462.3M | $100K |
| HENLEY CLO VI DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 1 | $460.3M | $100K |
| HENLEY CLO XII DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 1 | $415.8M | $100K |
| NAPIER PARK EUROPE LOAN MANAGEMENT DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 19 | $358.9M | $105K |
| CHELTENHAM SP, A SEGREGATED PORTFOLIO OF NAPIER PARK EUROPE SPC | Hedge Fund | Cayman Islands | 7 | $67.4M | $1.0M |
| TRILOGY SP, A SEGREGATED PORTFOLIO OF NAPIER PARK EUROPE SPC | Hedge Fund | Cayman Islands | 1 | $34.3M | $1.0M |