ALEXANDER CAPITAL WEALTH MANAGEMENT LLC of RED BANK, NJ is an SEC-registered investment adviser (CRD 157714). Regulatory assets under management: $238.1M.
Compensation: % of AUM, Fixed.
Clients served: High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Scotty Cameron George | CHIEF INVESTMENT STRATEGIST | — |
| Rocco Gerard Guidicipietro | MANAGING MEMBER | — |
| Joseph Anthony Amato | MANAGING MEMBER | — |
| Michele Ann Misiti | CHIEF COMPLIANCE OFFICER | — |
| AMATO ROBERT ANTHONY | MANAGING MEMBER | — |
| GEORGE SCOTTY CAMERON | CHIEF INVESTMENT STRATEGIST | — |
| GUIDICIPIETRO ROCCO GERARD | MANAGING MEMBER | — |
| COLUMBIA JOHN MICHAEL | MEMBER; MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| MISITI MICHELE ANN | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-10-09 | regulatory | RESPONDED ZWAAN FAILED TO COMPLY WITH AN ARBITRATION AWARD OR SETTLEMENT AGREEMENT OR TO SATISFACTORILY RESPOND TO A FINRA REQUEST TO PROVIDE INFORMATION CONCERNING THE STATUS OR COMPLIANCE | Final | — |