BLUESTONE CAPITAL MANAGEMENT, LLC

BLUESTONE CAPITAL MANAGEMENT, LLC of WAYNE, PA is an SEC-registered investment adviser (CRD 157841). Regulatory assets under management: $390.1M.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: High net worth, Charities, Investment cos, Other.

Officers, owners & control persons (9)

NameRoleLocation
Brian C ShevlandCHIEF EXECUTIVE OFFICER; OWNERWayne, PA
Wade Christopher BoylanCHIEF COMPLIANCE OFFICER—
Peter Roserio GuarinoCHIEF COMPLIANCE OFFICER—
SMITH JAMES RICHARDCCO—
MCCLEAN DAVID EDWARDCHIEF COMPLIANCE OFFICER—
BOYLAN WADE CHRISTOPHERCHIEF COMPLIANCE OFFICER—
CALFO LEE ALBERTCCO; MEMBER, CHIEF COMPLIANCE OFFICER; MEMBERS CORPORATION (+2 more)—
SHEVLAND BRIAN CCHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND ACTING CHIEF COMPLIANCE OFFICER; MEMBERS CORPORATION (+1 more)—
Brian C. ShevlandCHIEF EXECUTIVE OFFICER; OWNER—

Disclosures (6)

InitiatedTypeAllegationsStatusAmount
2024-03-04regulatoryWITHOUT ADMITTING OR DENYING THE FINDINGS, SHEVLAND CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT HE MADE NEGLIGENT MISREPRESENTATIONS ABOUT THE PERFORMANCE OF TWO PRIVATE EQUITY FUNDS (THE FUNDS) TO INVESTORS. THE FINDINGS STATED THAT SHEVLAND CAUSED THE FUNDS TO INVEST MORE THAN $20…Final$10K
2023-09-05regulatoryTHIS DISCIPLINARY ACTION CONCERNS BLUESTONE'S VIOLATIONS OF THE FEDERAL SECURITIES LAWS IN CONNECTION WITH THE FINANCIAL STATEMENT AUDITS OF A PRIVATE FUND THAT BLUESTONE ADVISED. THE FUND IN QUESTION WAS IN LIQUIDATION. BLUESTONE FAILED TO HAVE THE REQUIRED AUDITS PERFORMED AND TIMELY DISTRIBUTE AN…Final$75K

Private funds (1)

FundTypeFormedOwnersGross asset valueMin investment
AALII FUND LPHedge FundDelaware93$31.8M$250K

Branch offices (1)

CityStateEmployeesPhone
HUMACAOPR2610-337-6500

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