ESSEX WOODLANDS MANAGEMENT, INC. of THE WOODLANDS, TX is an SEC-registered investment adviser (CRD 158263). Regulatory assets under management: $2.1B.
Compensation: % of AUM, Performance, Other.
Clients served: Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| Immanuel Nmn Thangaraj | MANAGING DIRECTOR | — |
| Martin Paul Sutter | PRESIDENT, DIRECTOR, SECRETARY, MANAGING DIRECTOR | — |
| Petri Tapani Vainio | TREASURER, DIRECTOR, MANAGING DIRECTOR | — |
| Jeff Sugita Himawan | MANAGING DIRECTOR | — |
| Richard Lee Kolodziejcyk | CFO - LEGACY FUNDS | — |
| Gregory Lee Hill | CCO, CFO | — |
| HILL TERRY LEE | CCO, CFO | — |
| WIGGINS STEPHAN FORD | MANAGING DIRECTOR | — |
| SUTTER WILLIAM PAUL | PRESIDENT AND SECRETARY; PRESIDENT, DIRECTOR, SECRETARY AND SHAREHOLDER; PRESIDENT, DIRECTOR, SECRETARY, MANAGING DIRECTOR (+2 more) | — |
| THANGARAJ IMMANUEL NMN | MANAGING DIRECTOR; MANAGING DIRECTOR AND SHAREHOLDER; PRESIDENT / CEO | — |
| CURRIE JAMES LEES | MANAGING DIRECTOR; TREASURER | — |
| VAINIO PETRI TAPANI | MANAGING DIRECTOR; TREASURER AND DIRECTOR; TREASURER, DIRECTOR AND SHAREHOLDER (+1 more) | — |
| HIMAWAN JEFF SUGITA | MANAGING DIRECTOR; MANAGING DIRECTOR AND SHAREHOLDER | — |
| NEELS GUIDO JULIUS | MANAGING DIRECTOR | — |
| EASTMAN RON WELCOME | MANAGING DIRECTOR | — |
| KOLODZIEJCYK RICHARD LEE | CFO, CCO; CFO - LEGACY FUNDS | — |
| BARRY SCOTT | MANAGING DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-09-25 | regulatory | THE SEC FOUND THAT REGISTRANT FAILED TO TIMELY FILE ON BEHALF OF A REPORTING GROUP OF REGISTRANT'S AFFILIATED ENTITIES AND PRIVATE FUNDS CERTAIN BENEFICIAL OWNERSHIP FORMS AND REPORTS REQUIRED UNDER SECTIONS 13 AND 16 OF THE SECURITIES EXCHANGE ACT OF 1934. | Final | $225K |