CBRE INVESTMENT MANAGEMENT INFRASTRUCTURE INC. of TORONTO, ONTARIO is an SEC-registered investment adviser (CRD 158495). Regulatory assets under management: $11.5B.
Compensation: % of AUM, Fixed, Other.
Clients served: Pooled vehicles, Investment cos.
Showing 25 of 28 people.
| Name | Role | Location |
|---|---|---|
| ALKINOI SPYRATOS | VICE PRESIDENT | Toronto, A6 |
| Stephen Donald Dowd | PRESIDENT, CHIEF INVESTMENT OFFICER & DIRECTOR | — |
| Jeffrey James Deblock | VICE PRESIDENT | — |
| Dennis Nmn Pellarin | CHIEF OPERATING OFFICER, CHIEF FINANICAL OFFICER, DIRECTOR | — |
| Andreas Hermann Koettering | VICE PRESIDENT/DIRECTOR | — |
| Iris Shun Yee Chan | VICE-PRESIDENT; VICE-PRESIDENT, DIRECTOR | — |
| Jacob David Posen | SECRETARY/CHIEF COMPLIANCE OFFICER; SECRETARY/CHIEF COMPLIANCE OFFICER, DIRECTOR | — |
| Lee Geoffrey Grant Anderson | VICE-PRESIDENT | — |
| Robert William Shaw | VICE PRESIDENT | — |
| SHAW CHRISTOPHER WILLIAM | VICE PRESIDENT | — |
| ROGERS DAVID FRANKLIN | EXECUTIVE CHAIR; PRESIDENT; PRESIDENT AND CHIEF EXECUTIVE OFFICER (+2 more) | — |
| CHEN ROBERT DEAN | CCO & CFO; CHEIF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER (+1 more) | — |
| POTTER JEAN ALEXANDRE | PARTNER | — |
| HUSSAIN ASIF | PARTNER | — |
| KUSINSKIS JUSTIN ALEXANDER | PARTNER; VICE PRESIDENT | — |
| HUSSAIN ASIF NMN | PARTNER; VICE PRESIDENT | — |
| CHAN TIN YEE | VICE-PRESIDENT | — |
| DAY MARTIN | PARTNER; VICE PRESIDENT; VICE PRESIDENT/DIRECTOR | — |
| DOWD STEPHEN DONALD | PARTNER; PRESIDENT, CHIEF INVESTMENT OFFICER & DIRECTOR; VICE PRESIDENT (+1 more) | — |
| DEBLOCK JEFFREY JAMES | PARTNER; VICE PRESIDENT | — |
| PELLARIN DENNIS NMN | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER, CHIEF FINANICAL OFFICER, DIRECTOR; CHIEF OPERATING OFFICER, DIRECTOR (+1 more) | — |
| KOETTERING ANDREAS HERMANN | VICE PRESIDENT; VICE PRESIDENT/DIRECTOR | — |
| SHAW ROBERT EDWARD PILKINGTON | SECRETARY; SECRETARY/CHIEF COMPLIANCE OFFICER | — |
| SPYRATOS ALKINOI | VICE PRESIDENT | — |
| POSEN JACOB DAVID | SECRETARY/CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-09-19 | regulatory | THE U.S. SECURITIES AND EXCHANGE COMMISSION ("SEC") ALLEGED THAT CBRE, INC.'S FORM SEPARATION AGREEMENT INCLUDED LANGUAGE THAT THE SEC CONSIDERED AS IMPEDING AN EMPLOYEE'S ABILITY TO REPORT POTENTIAL CONCERNS TO REGULATORS. THE SEC INDICATED THAT IT WAS NOT AWARE OF SPECIFIC INSTANCES IN WHICH A FOR… | Final | $375K |