MOMENTUM ADVISORS, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 159574). Regulatory assets under management: $414.7M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed, Performance.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Corporations, Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| Hovig Melkonian | CHIEF COMPLIANCE OFFICER | Burbank, CA |
| Allan J Boomer | 45% SHAREHOLDER OF MOMENTUM ADVISORS, LLC; PARTNER | — |
| William Henry Platt | 35% SHAREHOLDER OF MOMENTUM ADVISORS, LLC; MANAGING PARTNER; MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | — |
| Kyle James Pitts | INVESTMENT ADVISOR REPRESENTATIVE AND MEMBER (PARTNER) | — |
| PITTS PAUL JAMES | INVESTMENT ADVISOR REPRESENTATIVE AND MEMBER; INVESTMENT ADVISOR REPRESENTATIVE AND MEMBER (PARTNER) | — |
| BOOMER ALLAN J | 100% SHAREHOLDER OF MOMENTUM ADVISORS, LLC; 45% SHAREHOLDER OF MOMENTUM ADVISORS, LLC; MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER (+2 more) | — |
| LONG JONTUE DRAPER | INVESTMENT ADVISOR REPRESENTATIVE AND MEMBER | — |
| MCGHEE TIFFANY CATHERINE | CHIEF OPERATING OFFICER AND MEMBER; INVESTMENT ADVISOR REPRESENTATIVE AND MEMBER | — |
| CLINE-THOMAS RUDOLPH | CO-OWNER; MEMBER | — |
| PLATT WILLIAM HENRY | 35% SHAREHOLDER OF MOMENTUM ADVISORS, LLC; INVESTMENT ADVISOR REPRESENTATIVE AND MEMBER; MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | — |
| PITTS KYLE J | INVESTMENT ADVISOR REPRESENTATIVE AND MEMBER | — |
| Hawkins Tiffany | CHIEF OPERATING OFFICER | — |
| HAWKINS TIFFANY L | CHIEF OPERATING OFFICER | — |
| Andrea P Gray | PARTNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-03-07 | regulatory | MOMENTUM ADVISORS IS REQUIRED TO DISCLOSE ANY LEGAL OR DISCIPLINARY EVENTS THAT ARE MATERIAL TO A CLIENT'S OR PROSPECTIVE CLIENT'S EVALUATION OF MR. BOOMER. ON MARCH 7, 2025, THE SEC ENTERED INTO A SETTLEMENT ORDER WITH MOMENTUM ADVISORS, LLC (MOMENTUM") AND ALLAN J. BOOMER ("BOOMER") SETTLING AN AD… | Final | $80K |