III FINANCIAL, LLC

III FINANCIAL, LLC is an SEC-registered investment adviser (CRD 159844). Regulatory assets under management: $42.8M.

Registration

• CRD: 159844
• Type: Registered investment adviser
• Phone: (512) 562-1905
• Latest filing: 2026-02-11
• Regulatory AUM: $42.8M
• Discretionary AUM: $42.8M
• Clients: 1
• Accounts: 105

Business model

Compensation: Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 159844 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search