ALTERNATIVE INVESTMENT ADVISORS, LLC of MAITLAND, FL is an SEC-registered investment adviser (CRD 160108). Regulatory assets under management: $385.9M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Charities.
| Name | Role | Location |
|---|---|---|
| Thomas William Hood | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | — |
| Jeffrey Michael Skraban | MANAGING MEMBER | — |
| HOOD SCOTT WILLIAM | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | — |
| SKRABAN JEFFREY MICHAEL | MANAGING MEMBER | — |
| Thomas Hood | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | Maitland, FL |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-10-08 | regulatory | MR. DYKSTRA PARTICIPATED IN PROMISSORY NOTE SECURITIES TRANSACTIONS. FINRA DEEMED THE ACTIVITY OUTSIDE THE REGULAR COURSE AND SCOPE OF HIS EMPLOYMENT WITH VBS, WHICH INCLUDED PERSONALLY INVESTING IN THE MEMBERSHIP INTEREST BEING SOLD. | Final | $10K |