GF CAPITAL ASSET ADVISORS, LLC

GF CAPITAL ASSET ADVISORS, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 160144). Regulatory assets under management: $288.5M.

Registration

Business model

Compensation: % of AUM, Performance, Other.

Clients served: Investment cos.

Officers, owners & control persons (13)

NameRoleLocation
L. Neil ShapiroMANAGING DIRECTOR, GF CAPITAL ASSET ADVISORS, LLC GF CAPITAL ASSET MANAGEMENT, LLC & GF CAPITAL PRIVATE EQUITY MGMT, LLC; MEMBER; PARTNER, GF CAPITAL ASSET ADVISORS, LLC GF CAPITAL ASSET MANAGEMENT, LLC & GF CAPITAL PRIVATE EQUITY MGMT, LLCGREENWICH, CT
Gary Lee FuhrmanCHAIRMAN & CEO, GF CAPITAL ASSET ADVISORS, LLC GF CAPITAL ASSET MANAGEMENT, LLC AND GF CAPITAL PRIVATE EQUITY MANAGEMENT, LLC; CHAIRMAN & CHIEF EXECUTIVE OFFICER—
David Eric BasnerMANAGING DIRECTOR, GF CAPITAL ASSET ADVISORS, LLC GF CAPITAL ASSET MANAGEMENT, LLC AND GF CAPITAL PRIVATE EQUITY MANAGEMENT, LLC; MEMBER; PARTNER, GF CAPITAL ASSET ADVISORS, LLC GF CAPITAL ASSET MANAGEMENT, LLC AND GF CAPITAL PRIVATE EQUITY MANAGEMENT, LLC—
Erik Jon BakerMANAGING DIRECTOR, GF CAPITAL ASSET ADVISORS, LLC GF CAPITAL ASSET MANAGEMENT, LLC AND GF CAPITAL PRIVATE EQUITY MANAGEMENT, LLC; MEMBER; PARTNER, GF CAPITAL ASSET ADVISORS, LLC GF CAPITAL ASSET MANAGEMENT, LLC AND GF CAPITAL PRIVATE EQUITY MANAGEMENT, LLC—
Victoria ChauCHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER—
BASNER DAVID ERICMANAGING DIRECTOR; MANAGING DIRECTOR, GF CAPITAL ASSET ADVISORS, LLC GF CAPITAL ASSET MANAGEMENT, LLC AND GF CAPITAL PRIVATE EQUITY MANAGEMENT, LLC; MEMBER—
FUHRMAN GARY LEECHAIRMAN & CEO; CHAIRMAN & CEO, GF CAPITAL ASSET ADVISORS, LLC GF CAPITAL ASSET MANAGEMENT, LLC AND GF CAPITAL PRIVATE EQUITY MANAGEMENT, LLC; CHAIRMAN & CHIEF EXECUTIVE OFFICER—
GLASS JOHNSTON AVICE PRESIDENT, CONTROLLER & CHIEF COMPLIANCE OFFICER—
SHAPIRO L NEILMANAGING DIRECTOR; MANAGING DIRECTOR & CCO, GF CAPITAL ASSET ADVISORS, LLC GF CAPITAL ASSET MANAGEMENT, LLC & GF CAPITAL PRIVATE EQUITY MGMT, LLC; MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER (+2 more)—
BAKER ERIK JONMANAGING DIRECTOR; MANAGING DIRECTOR, GF CAPITAL ASSET ADVISORS, LLC GF CAPITAL ASSET MANAGEMENT, LLC AND GF CAPITAL PRIVATE EQUITY MANAGEMENT, LLC; MEMBER—
DWYER PATRICK ARTHURDIRECTOR, CONTROLLER GF CAPITAL ASSET ADVISORS, LLC GF CAPITAL ASSET MANAGEMENT, LLC & GF CAPITAL PRIVATE EQUITY MANAGEMENT, LLC; VICE PRESIDENT, CONTROLLER; VP, CONTROLLER, GF CAPITAL ASSET ADVISORS, LLC GF CAPITAL ASSET MANAGEMENT, LLC AND GF CAPITAL PRIVATE EQUITY MANAGEMENT, LLC—
YU ERICCCO, CFO; VP CONTROLLER—
CHAU VICTORIACHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER, DIRECTOR OF FINANCE—

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