GMT CAPITAL CORP. of ATLANTA, GA is an SEC-registered investment adviser (CRD 160404). Regulatory assets under management: $6.9B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Thomas Eugene Claugus | PRESIDENT | — |
| Harold Nathaniel Randall | MANAGING DIRECTOR & CHIEF OPERATING OFFICER | — |
| Omar Ziad Idilby | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| Joseph Daniel Walker | CHIEF FINANCIAL OFFICER | — |
| DELUCA ELIZABETH ASHLEY | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| CASE III GEORGE EDWARD | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER; MANAGING DIRECTOR & CHIEF OPERATING OFFICER; VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| CLAUGUS THOMAS EUGENE | PRESIDENT | — |
| HAMMER MICHAEL DAVID | CHIEF FINANCIAL OFFICER; MANAGING DIRECTOR & CHIEF FINANCIAL OFFICER | — |
| RANDALL HAROLD NATHANIEL | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR & CHIEF OPERATING OFFICER; MANAGING DIRECTOR & CHIEF OPERATING OFFICER AND ACTING GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER (+1 more) | — |
| IDILBY OMAR ZIAD | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| WALKER JOSEPH DANIEL | CHIEF FINANCIAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2013-10-28 | regulatory | ON DECEMBER 21, 2012, GMT CAPITAL CORP. ("GMT") MAINTAINED AN OPEN FUTURES EQUIVALENT POSITION OF 2,555 LONG JANUARY 2013 HENRY HUB NATURAL GAS FUTURES CONTRACTS WHICH WAS 1,555 CONTRACTS (155.50%) OVER THE STANDARD EXPIRATION MONTH LIMIT IN EFFECT FOR TRADE DATES DECEMBER 24, 26, AND 27, 2012. AS A… | Final | $40K |