TZP MANAGEMENT ASSOCIATES, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 160907). Regulatory assets under management: $2.5B.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| James Hoffman | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | Cape Coral, FL |
| Samuel Levi Katz | MANAGING MEMBER, TZP MANAGEMENT ASSOCIATES, LLC | — |
| Vladimir Michael Gutin | MEMBER, TZP MANAGEMENT ASSOCIATES, LLC | — |
| Paul Nicholas Davis | MEMBER, TZP MANAGEMENT ASSOCIATES, LLC | — |
| Eric Thomas Difiore | CHIEF COMPLIANCE OFFICER | — |
| NEWMAN RICHARD JAY | MEMBER, TZP FUND MANAGER II, L.P. | — |
| GUTIN BORIS MICHAEL | MEMBER, FUND MANAGER II, L.P.; MEMBER, TZP FUND MANAGER II, L.P.; MEMBER, TZP MANAGEMENT ASSOCIATES, LLC | — |
| HOFFMAN BRANDON JAMES | CHIEF FINANCIAL OFFICER | — |
| KATZ SAMUEL LEVI | MANAGING MEMBER, TZP MANAGEMENT ASSOCIATES, LLC; MEMBER, FUND MANAGER II, L.P.; MEMBER, TZP FUND MANAGER III, L.P. (+3 more) | — |
| GALPERN DANIEL HOWARD | CCO, TZP MANAGEMENT ASSOCIATES, LLC, TZP FUND MANAGER II, L.P., TZP GROWTH FUND MANAGER, L.P., TZP FUND MANAGER III, L.P.; CHIEF COMPLIANCE OFFICER, TZP MANAGEMENT ASSOCIATES, LLC; CHIEF COMPLIANCE OFFICER, TZP MANAGEMENT ASSOCIATES, LLC AND TZP FUND MANAGER II, L.P. (+3 more) | — |
| ABRAHAM SAMUEL | MEMBER, TZP MANAGEMENT ASSOCIATES, LLC | — |
| MICHAEL SHEERA R | CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER; CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER, TZP FUND MANAGER II, L.P.; CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER, TZP FUND MANAGER II, L.P., TZP FUND MANAGER III, L.P. (+3 more) | — |
| FRASER HEATHER LYNN | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR; CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR | — |
| HUNSCHER WILLIAM HOMER | MEMBER, TZP GROWTH FUND MANAGER, L.P.; MEMBER, TZP GROWTH FUND MANANGER, L.P. | — |
| ESHELMAN RODNEY L | MEMBER, TZP GROWTH FUND MANAGER, L.P.; MEMBER, TZP GROWTH FUND MANANGER, L.P. | — |
| CHERICO TIFFANY REBECCA | CHIEF COMPLIANCE OFFICER | — |
| SHATZKES TIFFANY REBECCA | CHIEF COMPLIANCE OFFICER | — |
| DAVIS PAUL NICHOLAS | MEMBER; MEMBER, TZP MANAGEMENT ASSOCIATES, LLC | — |
| MICHAEL SHEERA RACHEL | CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE OFFICER | — |
| DIFIORE ERIC THOMAS | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-08-21 | regulatory | SEC ALLEGES VIOLATIONS OF SECTIONS 206(1), 206(2), AND 206(4) OF THE INVESTMENT ADVISERS ACT OF 1940 AND RULES 206(4)-7 AND 206(4)-8 THEREUNDER. THE SEC PRIMARY ALLEGATION IS THAT TZP'S DISCLOSURES DID NOT PROPERLY EXPLAIN HOW MANAGEMENT FEE OFFSETS WERE CALCULATED WITH RESPECT TO ROLLOVER INVESTORS… | Pending | — |
| 2024-08-21 | regulatory | THE U.S. SECURITIES AND EXCHANGE COMMISSION ALLEGED THAT THE ADVISER VIOLATED SECTION 206(2) OF THE INVESTMENT ADVISORS ACT OF 1940 IN CONNECTION WITH NOT PROVIDING THE CORRECT AMOUNT OF MANAGEMENT FEE OFFSETS. | Final | $175K |