| Miller J Robert | DIRECTOR OF INVESTMENT OPERATIONS | New York, NY |
| MILLER PHILLIP TODD | MANAGING DIRECTOR | — |
| SORBO THOMAS PETER | MANAGING DIRECTOR; MEMBER OF THE BOARD OF MANAGERS OF REGIMENT CAPITAL ADVISORS, LLC | — |
| HEFFRON WILLIAM JOSEPH | MANAGING DIRECTOR; MEMBER OF THE BOARD OF MANAGERS OF REGIMENT CAPITAL ADVISORS, LLC | — |
| PETERSON TIMOTHY SCOTT | LIMITED PARTNER; PORTFOLIO MANAGER; PRESIDENT | — |
| BROSTOWSKI MARK ALAN | LIMITED PARTNER; MANAGING DIRECTOR; MEMBER OF THE BOARD OF MANAGERS OF REGIMENT CAPITAL ADVISORS, LLC | — |
| KASTER CHRISTOPHER MICHAEL | CHIEF FINANCIAL OFFICER; PARTNER | — |
| GIBERTI JOHN EDWARD | CHIEF OPERATING OFFICER | — |
| MEISNER DEREK MICHAEL | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL; GENERAL COUNSEL | — |
| VOLPE MARC LEONARD | CHIEF COMPLIANCE OFFICER | — |
| CARROLL BROOKE O'DONNELL | DIRECTOR OF PERFORMANCE AND ANALYTICS | — |
| GIANNI ROBERT JOSEPH | CLO PORTFOLIO MANAGER | — |
| SPORK ROBERT | PORTFOLIO MANAGER | — |
| QUINN CHRISTOPHER LESTER | CHIEF FINANCIAL OFFICER | — |
| CIRILLO MICHELLE RENE | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | — |
| WOODMANSEE JOSEPH ANDREW | CHIEF FINANCIAL OFFICER | — |