POINTSTATE CAPITAL LP of NEW YORK, NY is an SEC-registered investment adviser (CRD 161110). Regulatory assets under management: $12.0B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Zachary Jared Schreiber | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, LIMITED PARTNER, MANAGING MEMBER OF POINTSTATE CAPITAL GP LLC; MANAGING MEMBER | — |
| Alfred John Barbagallo | GENERAL COUNSEL AND CHIEF OPERATING OFFICER | — |
| Brian Austin Holmes | CHIEF COMPLIANCE OFFICER | — |
| Zachary Tyler Klensch | CHIEF FINANCIAL OFFICER | — |
| HOLMES BRIAN AUSTIN | CHIEF COMPLIANCE OFFICER | — |
| FRANKE CHRISTOPHER ROBERT | LIMITED PARTNER | — |
| SAMUELSON JOSHUA DAVID | LIMITED PARTNER; PRESIDENT; VICE CHAIRMAN | — |
| TURNACIOGLU KENAN | LIMITED PARTNER; VICE CHAIRMAN | — |
| SCHREIBER ZACHARY JARED | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, LIMITED PARTNER, MANAGING MEMBER OF POINTSTATE CAPITAL GP LLC; CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING MEMBER OF POINTSTATE CAPITAL GP LLC; CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING MEMBER OF POINTSTATE CAPITAL GP, LLC (+5 more) | — |
| SANFORD BRADLEY MICHAEL | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | — |
| BARBAGALLO ALFRED JOHN | GENERAL COUNSEL AND CHIEF OPERATING OFFICER; MANAGING DIRECTOR, GENERAL COUNSEL | — |
| CULLINAN SEAN EVANS | LIMITED PARTNER; CHAIRMAN AND CHIEF EXECUTIVE OFFICER; MANAGING MEMBER OF POINTSTATE CAPITAL GP LLC; MANAGING MEMBER | — |
| FENRICH WILLIAM JOSEPH | CHIEF OPERATING OFFICER; MANAGING DIRECTOR; GENERAL COUNSEL; MANAGING DIRECTOR; GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | — |
| GUNTON DAVID LEE | CHIEF COMPLIANCE OFFICER; DEPUTY GENERAL COUNSEL | — |
| KLENSCH ZACHARY TYLER | CHIEF FINANCIAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-06-01 | regulatory | EXECUTION OF AN EXCHANGE FOR REALTED POSITION ("EFRP") TRANSACTION IN WHICH THE RELATED POSITION WAS TRANSITORY IN NATURE AND THEREFORE NON-BONA FIDE. | Final | $15K |
| 2016-05-24 | regulatory | EXECUTION OF EXCHANGE FOR RELATED POSITION ("EFRP") TRANSACTIONS IN WHICH THE RELATED POSITIONS WERE TRANSITORY IN NATURE AND THEREFORE NON-BONA FIDE. | Final | $35K |