QIC US INVESTMENT SERVICES INC

QIC US INVESTMENT SERVICES INC of NEW YORK, NY is an SEC-registered investment adviser (CRD 161705). Regulatory assets under management: $7.5B.

Registration

Business model

Compensation: % of AUM, Performance, Other.

Clients served: Pooled vehicles, Charities, Investment cos.

Officers, owners & control persons (39)

Showing 25 of 39 people.

NameRoleLocation
Claire Marite BlakeDIRECTOR
John Martin GallagherCHIEF COMPLIANCE OFFICER
Arash Nmn ShojaieDIRECTOR
Evan Bianchini NahnsenDIRECTOR
Wing Ying YipDIRECTOR
Joan Catherine Glenn-KatzakisDIRECTOR
William Thomas KeatingDIRECTOR
JACKSON ALFREDEXECUTIVE DIRECTOR, HUMAN RESOURCES
DELANEY BRIAN JOHNCHIEF OF GLOBAL CLIENTS & MARKETING; CHIEF OF GLOBAL CLIENTS, PRODUCT & MARKETING; EXECUTIVE DIRECTOR, STRATEGY (+2 more)
CLARKE DAVID ECHIEF COMPLIANCE OFFICER; CHIEF RISK OFFICER; EXECUTIVE DIRECTOR, RISK LEGAL & TAX
BLAKE CLAIRE MARITEDIRECTOR
RYDER ADRIAAN CHRISTOPHERCHIEF INVESTMENT OFFICER
FRAWLEY DAMIEN JOHNCHIEF EXECUTIVE OFFICER; DIRECTOR AND PRESIDENT
MCDONALD MARK DAVIDEXECUTIVE DIRECTOR, OPERATIONS AND TECHNOLOGY
FITZSIMON CARLEEN GAYCOMPANY SECRETARY
LEITCH PAUL ROBERTVICE PRESIDENT
JORDAAN WILLEM GABRIELVICE PRESIDENT
ADDIS DAVID JAMESVICE PRESIDENT
MCTAGGART DOUGLAS FRANCISDIRECTOR AND PRESIDENT
O'SULLIVAN FRANCIS BERNARDCHIEF COMPLIANCE OFFICER
Karns Gregory JamesDIRECTOR
Whatmore William StephenDIRECTOR; MANAGING DIRECTOR, QIC PRIVATE CAPITAL
SRISKANDARAJAH RAVEENDRAEXECUTIVE DIRECTOR, CLIENT SOLUTIONS AND CAPITAL
Wilkinson Leonie LorraineEXECUTIVE DIRECTOR - GLOBAL CLIENTS AND MARKETING
Rowan Daniel AlbertCHIEF COMPLIANCE OFFICER

Disclosures (8)

InitiatedTypeAllegationsStatusAmount
2022-01-05regulatoryTHE KNF COMMENCED ADMINISTRATIVE PROCEEDINGS IN CONNECTION WITH MR. JEPSEN'S ROLE AS A MEMBER OF THE SUPERVISORY BOARD OF THE POLISH PUBLICLY LISTED COMPANY GETBACK S.A. (GB). THE KNF ALLEGED GROSS BREACH BY GB OF ITS DISCLOSURE OBLIGATIONS DURING THE PERIOD WHEN MR. JEPSEN WAS A MEMBER OF GB'S SUPE…On Appeal$33K
2020-01-14regulatoryTHE KNF COMMENCED ADMINISTRATIVE PROCEEDINGS IN CONNECTION WITH MR. JEPSEN'S ROLE AS A MEMBER OF THE SUPERVISORY BOARD OF THE POLISH PUBLICLY LISTED COMPANY GETBACK S.A. (GB), A FORMER PORTFOLIO COMPANY INVESTMENT MADE BY QIC'S PRIVATE EQUITY TEAM. THE KNF ALLEGED IMPROPER PERFORMANCE OF OBLIGATIONS…On Appeal$22K

More on this firm