ABRDN INVESTMENTS LIMITED of EDINBURGH is an SEC-registered investment adviser (CRD 162309). Regulatory assets under management: $206.5B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed, Performance.
Clients served: High net worth, Pooled vehicles, Charities, Investment cos.
Showing 25 of 54 people.
| Name | Role | Location |
|---|---|---|
| Parker Webb Wertz | DIRECTOR | — |
| Peter Nmn Branner | DIRECTOR | — |
| Charles Edward Jones | CHIEF COMPLIANCE OFFICER | — |
| Xavier Bernard Maurice Meyer | DIRECTOR AND CHIEF EXECUTIVE | — |
| Aron William Mitchell | DIRECTOR | — |
| Mandy Louise Rawlinson | DIRECTOR | — |
| Ian Simon Jenkins | DIRECTOR AND CHIEF FINANCIAL OFFICER | — |
| JONES CHARLES EDWARD | CHIEF COMPLIANCE OFFICER | — |
| MEYER JAMES MAURICE | DIRECOTR AND CHIEF EXECUTIVE; DIRECTOR AND CHIEF EXECUTIVE | — |
| SKEOCH NORMAN KEITH | DIRECTOR AND CHIEF EXECUTIVE | — |
| GILBERT MARK JAMES | DIRECTOR AND CHIEF EXECUTIVE | — |
| STRUTHERS ARCHIE JAMES | DIRECTOR | — |
| MACRAE RODERICK MCLEOD | DIRECTOR | — |
| LAING ANDREW ARTHUR | DIRECTOR | — |
| MARSHALL GARY ROBERT | DIRECTOR | — |
| RICHARDS ANNE HELEN | DIRECTOR AND CHIEF EXECUTIVE | — |
| MITCHELL WILLIAM | DIRECTOR | — |
| GRIFFITHS PAUL THOMAS | DIRECTOR | — |
| COTTON JEFFREY LAWRENCE | CHIEF COMPLIANCE OFFICER | — |
| PITTARD CHRISTIAN ALEXANDER | DIRECTOR | — |
| LARK WENDY ANN | CHIEF COMPLIANCE OFFICER | — |
| MACDONALD SCOTT ALLAN | DIRECTOR | — |
| FLEMING MICHAEL DAVID | DIRECTOR | — |
| PARIS RODERICK LOUIS | DIRECTOR AND CHIEF EXECUTIVE | — |
| DEMETRIOU CHRISTOPHER THOMAS | DIRECTOR AND CHIEF EXECUTIVE | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-08-22 | regulatory | IN OCTOBER 2024 THE KOREAN FINANCIAL SERVICES COMMISSION ("FSC") LEVIED AN ADMINISTRATIVE FINE ON ABRDN INVESTMENTS LIMITED ("AIL") IN CONNECTION WITH A SINGLE BREACH IN JANUARY 2021 OF THE KOREAN FINANCIAL INVESTMENT SERVICES AND CAPITAL MARKETS ACT, SPECIFICALLY IN RELATION TO THE PROVISIONS ON SH… | Final | $16K |