UNITAS CAPITAL III LTD. of HONG KONG is an SEC exempt reporting adviser (CRD 162734).
| Name | Role | Location |
|---|---|---|
| Andrew Liu | SHAREHOLDER | Seattle, WA |
| John David Lewis | CHIEF EXECUTIVE OFFICER | — |
| Sharon Geok Lian Lim | CHIEF FINANCIAL OFFICER / DIRECTOR | — |
| Anurag Swarup Mathur | DIRECTOR | — |
| LEWIS JAMES DAVID | CHIEF EXECUTIVE OFFICER; CHIEF INFORMATION OFFICER | — |
| LIM SAR LIAN | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER / DIRECTOR | — |
| LIM SHARON | CHIEF FINANCIAL OFFICER | — |
| LIU ANDREW YIU SING | CHIEF EXECUTIVE OFFICER; SHAREHOLDER | — |
| LIU ANDREW | SHAREHOLDER | — |
| MATHUR ANURAG SWARUP | DIRECTOR | — |
| SUH EUGENE WON | CHIEF INVESTMENT OFFICER; CHIEF OPERATIONS OFFICER | — |
| BELL SIMON RICHARD | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-10-05 | civil | THE PROCEEDINGS SOUGHT DISQUALIFICATION ORDERS AGAINST ANDREW LIU IN RESPECT OF HIS BUSINESS CONDUCT WITH REGARDS TO ARTA TECHFIN CORPORATION LIMITED, A LISTED COMPANY FOR WHICH ANDREW LIU WAS A NON-EXECUTIVE DIRECTOR AND THE SINGLE LARGEST SHAREHOLDER. THE PROCEEDINGS CONCERNED TWO TRANSACTIONS WHE… | Final | — |