RBS COLLECTIVE INVESTMENT FUNDS LIMITED of EDINBURGH is an SEC exempt reporting adviser (CRD 163176).
Showing 25 of 31 people.
| Name | Role | Location |
|---|---|---|
| Philip Benjamin Hunt | DIRECTOR | — |
| Laura Yvonne Newman | DIRECTOR | — |
| Stephanie Mary Eastment | INDEPENDENT NON-EXECUTIVE DIRECTOR | — |
| Georgina Sarah Perceval-Maxwell | INDEPENDENT NON-EXECUTIVE DIRECTOR | — |
| Stuart Clarke Macbride | DIRECTOR OF RISK, PRIVATE BANKING, NATWEST GROUP PLC | — |
| Margaret Flynn Frost | INDEPENDENT NON-EXECUTIVE DIRECTOR | — |
| Stuart Newey | INDEPENDENT NON-EXECUTIVE DIRECTOR | — |
| LOCKWOOD ELIZABETH ANNE | DIRECTOR OF RISK, COMMERCIAL & PRIVATE, RBSG | — |
| YOUNG CHRISTOPHER SCOTT | DIRECTOR | — |
| MCLAUGHLIN MICHAEL BRIAN | DIRECTOR | — |
| ANDERSON DICKSON BROWN | DIRECTOR; NON-EXECUTIVE DIRECTOR | — |
| LARKIN IAN MICHAEL | DIRECTOR | — |
| DEAVES SARAH JANE | DIRECTOR | — |
| MORRISON GARRY | DIRECTOR | — |
| TURNER WALTER SIMON | DIRECTOR | — |
| RICHARDSON LESLEY MATHIESON | HEAD OF PERSONAL & BUSINESS BANKING ADVISORY; HEAD OF UK RETAIL COMPLIANCE | — |
| SWAIN CHRIS WALTER STANLEY | HEAD OF SALES FORCE SUPPORT AND VENDOR MANAGEMENT | — |
| SCHUMACHER GAYLE | DIRECTOR | — |
| EDGE STEVEN | HEAD OF INVESTMENT & ADVISORY; HEAD OF INVESTMENT & ADVISORY (RISK & CONDUCT) | — |
| CHATER HUGH | DIRECTOR | — |
| MCCRINDLE BRIAN | DIRECTOR | — |
| HUNT PHILIP BENJAMIN | DIRECTOR | — |
| MacBride Stuart Clarke | DIRECTOR OF RISK, PRIVATE BANKING, NATWEST GROUP PLC; DIRECTOR OF RISK, PRIVATE BANKING, RBSG; HEAD OF RISK OVERSIGHT & ASSESSMENT, PRIVATE BANKING | — |
| BRENNAN JONATHAN | HEAD OF INVESTMENTS COMPLIANCE, COMPLIANCE & CONDUCT, RING-FENCED BANK | — |
| NEWMAN LAURA YVONNE | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-12-21 | criminal | IN CONNECTION WITH THE PLEA, NATWEST MARKETS PLC ADMITTED THAT CERTAIN FORMER EMPLOYEES ENGAGED IN SPOOFING CONDUCT IN U.S. TREASURY AND TREASURY FUTURES MARKETS BETWEEN APPROXIMATELY JANUARY 2008 AND MAY 2014 AND FOR APPROXIMATELY THREE MONTHS IN 2018. AS PART OF ITS PLEA AGREEMENT, NATWEST MARKETS… | Final | — |
| 2018-08-14 | regulatory | ON AUGUST 14, 2018, THE ROYAL BANK OF SCOTLAND GROUP PLC ("RBS GROUP" NOW RENAMED "NATWEST GROUP") ENTERED INTO A SETTLEMENT AGREEMENT ("AGREEMENT") WITH THE U.S. DEPARTMENT OF JUSTICE ("DOJ") IN WHICH THE DOJ ALLEGED THAT THERE WAS AN EVIDENTIARY BASIS TO COMPROMISE POTENTIAL LEGAL CLAIMS BY THE UN… | Final | $4.9B |
| — | regulatory | — | — | — |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| COUTTS MANAGED AMBITIOUS FUND | Other Private Fund | United Kingdom | 46,000 | $8.6B | $338K |
| PERSONAL PORTFOLIO BALANCED FUND | Other Private Fund | United Kingdom | 420,000 | $2.8B | $338K |
| COUTTS MANAGED CAUTIOUS FUND | Other Private Fund | United Kingdom | 14,500 | $1.1B | $338K |
| COUTTS MANAGED ADVENTUROUS FUND | Other Private Fund | United Kingdom | 7,200 | $950.6M | $338K |
| UK EQUITY FUND | Other Private Fund | United Kingdom | 11,000 | $413.5M | $338K |
| GLOBAL BOND FUND | Other Private Fund | United Kingdom | 6,600 | $136.8M | $338K |