RIK SAYLOR FINANCIAL, INC. of FAIRFIELD, OH is an SEC-registered investment adviser (CRD 165484). Regulatory assets under management: $199.2M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pensions.
| Name | Role | Location |
|---|---|---|
| Rik James Henrik Saylor | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER | — |
| Eric Thomas Hamberg | VICE PRESIDENT | — |
| SAYLOR RIK JAMES HENRIK | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | — |
| Foley Ryan Matthew | CHIEF COMPLIANCE OFFICER | — |
| HAMBERG ERIC THOMAS | INVESTMENT ADVISOR / MEMBER; VICE PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-12-08 | regulatory | TRANSACTED BUSINESS IN THE STATE OF KENTUCKY, AS AN INVESTMENT ADVISOR AND THE FIRM EMPLOYED AN INVESTMENT ADVISOR REPRESENTATIVE WITHOUT PROPER REGISTRATION FOR MORE THAN 5 KENTUCKY CLIENTS. | Final | $1K |