SOFI CAPITAL ADVISORS LLC

SOFI CAPITAL ADVISORS LLC of SAN FRANCISCO, CA is an SEC-registered investment adviser (CRD 165784).

Registration

Officers, owners & control persons (16)

NameRoleLocation
EARLY PETER LYONSPRESIDENT—
CARLISLE ALAN RICHARDCHIEF COMPLIANCE OFFICER; PRESIDENT—
CHAN WARREN NMNCHIEF FINANCIAL OFFICER—
GILMAN CANDICE LEECHIEF COMPLIANCE OFFICER—
FANLO SATURNINO SIXTOCHIEF FINANCIAL OFFICER—
CAGNEY MICHAEL SCOTTCHIEF EXECUTIVE OFFICER—
WHITE WILLIAM GREGGCHIEF OPERATING OFFICER—
GARDNER JOHN DAVISPRESIDENT—
WILLIAMS SCOTT CHANDLERCHIEF COMPLIANCE OFFICER; PRESIDENT AND CHIEF COMPLIANCE OFFICER—
FINNIGAN JAMESTREASURER—
LAVET ROBERTSECRETARY—
ANDERSON DIMPLECHIEF COMPLIANCE OFFICER—
McDaniel TobinPRESIDENT—
Watson EricSECRETARY—
LALLI CHRISTOPHER PAULPRESIDENT AND CHIEF INVESTMENT OFFICER; VICE PRESIDENT CAPITAL MARKETS AND SALES—
SMUDSKY CLAYTON THOMASPRESIDENT—

Private funds (1)

FundTypeFormedOwnersGross asset valueMin investment
SOFI PRIME INCOME FUND, LPSecuritized Asset Fund—0—$500K

Fund service providers (1)

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