CASCADES CAPITAL ASSET MANAGEMENT, LLC of GREENSBORO, NC is an SEC-registered investment adviser (CRD 167102). Regulatory assets under management: $383.3M.
Compensation: % of AUM.
Clients served: Individuals, High net worth, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Barry Lee Carpenter | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | — |
| CARPENTER BARRY LEE | OWNER/PRINCIPAL/CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |