MAR WEALTH MANAGEMENT SERVICES, LLC of WEST PALM BEACH, FL is an SEC-registered investment adviser (CRD 167335). Regulatory assets under management: $125.1M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Charities.
| Name | Role | Location |
|---|---|---|
| Maricela Amelia Ramos | MANAGING MEMBER | — |
| Christian Marcos Ramos | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-05-04 | regulatory | MAR WEALTH MANAGEMENT SERVICES, LLC (MAR) VIOLATED RULE 69W-600.00116(10), FLORIDA ADMINISTRATIVE CODE BY FAILING TO AMEND ONE OR MORE PARTS OF FORM ADV. MAR VIOLATED RULE 69W-600.132(3)(E)3, FLORIDA ADMINISTRATIVE CODE, BY FAILING TO SEND TO THE GRANTOR OF THE TRUST, A STATEMENT SHOWING THE AMOUNT… | Final | $7K |