DALTON FINANCIAL LLC

DALTON FINANCIAL LLC is an SEC-registered investment adviser (CRD 167878). Regulatory assets under management: $49.8M.

Registration

• CRD: 167878
• Type: Registered investment adviser
• Phone: 704-907-0315
• Latest filing: 2026-01-06
• Regulatory AUM: $49.8M
• Discretionary AUM: $49.8M
• Clients: 1
• Accounts: 115

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 167878 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search