J. HAGAN CAPITAL, INC. of LOUISVILLE, KY is an SEC-registered investment adviser (CRD 168467). Regulatory assets under management: $341.8M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Jonathan Hagan Hicks | CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER | — |
| HICKS JONATHAN HAGAN | CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-09-27 | civil | CUSTOMER ALLEGES THE FIRM WAS RESPONSIBLE FOR PAYING THEIR INSURANCE PREMIUMS IN 2016. THE CUSTOMER DIDN'T PAY THEIR PREMIUMS FOR TWO YEARS AND THE POLICY LAPSED. THEIR CLAIM WAS THAT THE FIRM WAS ULTIMATELY RESPONSIBLE. THE FIRM COMPLETELY DENIED ANY LIABILITY FOR THEIR NON-PAYMENT AND NO WRONG DOI… | Final | — |