TRANSGLOBAL ADVISORY, LLC of MONROVIA, CA is an SEC-registered investment adviser (CRD 168709). Regulatory assets under management: $58.3M.
Compensation: % of AUM, Fixed, Performance.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Other.
| Name | Role | Location |
|---|---|---|
| ChihHan Chen | CHIEF INVESTMENT OFFICER | Torrance, CA |
| Philip Chengkuo Hu | CHIEF EXECUTIVE OFFICER | — |
| Shiou-Ing Diane Liou | SHAREHOLDER | — |
| Xiaoxi Chen | CHIEF COMPLIANCE OFFICER | — |
| Joseph Hsioh-Tsuei Lee | CHIEF INVESTMENT OFFICER | — |
| LEE JOSEPH HSIOH-TSUEI | COMPLIANCE SUPERVISOR | — |
| HU PHILIP CHENGKUO | CHIEF EXECUTIVE OFFICER | — |
| LIOU SHIOU-ING DIANE | SHAREHOLDER | — |
| Chen ChihHan | CHIEF INVESTMENT OFFICER | — |
| WANG YONG | CHIEF COMPLIANCE OFFICER | — |
| Chen Xiaoxi | CHIEF COMPLIANCE OFFICER | — |
| Zhuoli Wang | CHIEF COMPLIANCE OFFICER | — |
| Michael Junhua Liao | CHIEF INVESTMENT OFFICER & CHIEF OPERATIONS OFFICER | — |