RMR WEALTH BUILDERS, INC. of MONTCLAIR, NJ is an SEC-registered investment adviser (CRD 169005). Regulatory assets under management: $2.9B.
Compensation: % of AUM, Hourly, Fixed, Other.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other.
| Name | Role | Location |
|---|---|---|
| Ryan Patrick Degrau | CHIEF EXECUTIVE OFFICER | — |
| Joseph James Russo | CO-CHAIRMAN | — |
| Douglas Richard Roth | CO-CHAIRMAN | — |
| Steven Felix Sergio | CHIEF COMPLIANCE OFFICER | — |
| Edward Albert Majtenyi | PRESIDENT | — |
| DEGRAU RYAN PATRICK | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER; EXECUTIVE VICE PRESIDENT (+1 more) | — |
| RUSSO JOSEPH JAMES | CO-CHAIRMAN; SHARE HOLDER | — |
| ROTH DOUGLAS RICHARD | CO-CHAIRMAN; SHARE HOLDER | — |
| MAJTENYI EDWARD ALBERT | PRESIDENT; SHARE HOLDER | — |
| BARRETT JAMES PATRICK | CHIEF COMPLIANCE OFFICER | — |
| Sergio STEVEN Felix | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-12-19 | regulatory | IN SEPTEMBER 2022, AN INVESTMENT ADVISER REPRESENTATIVE STARTED WORKING FOR RMR IN THE STATE OF AZ. RMR APPLIED FOR THE IAR'S LICENSURE IN AZ. THE APPLICATION REQUIRED THE IAR TO PROVIDE FINGERPRINTS. HOWEVER, RMR FAILED TO SATISFY THE FINGERPRINT DEFICIENCY AND THUS THE IAR REMAINED UNLICENSED IN A… | Final | $10K |