FIRST TRUST GLOBAL PORTFOLIOS LIMITED of LONDON is an SEC-registered investment adviser (CRD 169173). Regulatory assets under management: $338.8M.
Compensation: % of AUM.
Clients served: Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| James Allen Bowen | DIRECTOR; SOLE SHAREHOLDER | — |
| Andrew Scott Roggensack | DIRECTOR | — |
| David Gerard Mcgarel | DIRECTOR | — |
| Derek Norman Fulton | CHIEF EXECUTIVE OFFICER; SHAREHOLDER | — |
| Erik Soren Jackson | CHIEF COMPLIANCE OFFICER | — |
| Leonardo Antonio Dacosta | DIRECTOR | — |
| Martial Duran | TRUSTEE | — |
| Martin Molere | SHAREHOLDER | — |
| BRADLEY MARK RAYMOND | DIRECTOR | — |
| BOWEN JAMES ALLEN | DIRECTOR; SOLE SHAREHOLDER | — |
| FULTON DEREK NORMAN | CHIEF EXECUTIVE OFFICER; SHAREHOLDER | — |
| ROGGENSACK ANDREW SCOTT | DIRECTOR | — |
| MCGAREL DAVID GERARD | DIRECTOR | — |
| ABRAHAMSEN THOR ARVID | CHIEF COMPLIANCE OFFICER; SHAREHOLDER | — |
| DURAN MARTIAL | SHAREHOLDER; TRUSTEE | — |
| MOLARE PAUL | SHAREHOLDER | — |
| MOLERE PAUL | SHAREHOLDER | — |
| JACKSON ERIK SOREN | CHIEF COMPLIANCE OFFICER | — |
| DACOSTA LEONARDO ANTONIO | DIRECTOR | — |
| Molere Martin | SHAREHOLDER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |
| City | State | Employees | Phone |
|---|---|---|---|
| DUBLIN | — | 1 | 35319131339 |
| DUBLIN | — | 1 | 35319131339 |