CADENT CAPITAL ADVISORS, LLC of TULSA, OK is an SEC-registered investment adviser (CRD 169704). Regulatory assets under management: $785.8M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed, Other.
Clients served: Individuals, High net worth, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Philip Andrew Mooberry | MANAGING DIRECTOR/PRINCIPAL/MANAGING MEMBER | — |
| Brett Collin Hobbs | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | — |
| Todd Eugene Taylor | WEALTH MANAGEMENT ADVISOR / MEMBER | — |
| Ann Molloy Dagg | WEALTH MANAGEMENT ADVISOR/MEMBER | — |
| Curtis Leon Rice | MEMBER | — |
| PERRY BILL J | CHIEF COMPLIANCE OFFICER | — |
| MOOBERRY PHILIP ANDREW | MANAGING DIRECTOR/PRINCIPAL; MANAGING DIRECTOR/PRINCIPAL/MANAGING MEMBER; MANAGING DIRECTOR/PRINCIPAL/MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | — |
| PERRY MELINDA JANE | CHIEF COMPLIANCE OFFICER | — |
| MOOBERRY JUDITH ANN | MEMBER | — |
| Hobbs Brett Collin | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | — |
| TAYLOR TODD EUGENE | WEALTH MANAGEMENT ADVISOR / MEMBER | — |
| DAGG ANN MOLLOY | WEALTH MANAGEMENT ADVISOR/MEMBER | — |
| Rice Curtis Leon | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |