RICE FINANCIAL CONSULTING, INC. of LOS GATOS, CA is an SEC-registered investment adviser (CRD 170346). Regulatory assets under management: $287.2M.
Compensation: % of AUM.
Clients served: Charities.
| Name | Role | Location |
|---|---|---|
| Stephen Manfred Rice | PRESIDENT | — |
| Dorothy Janet Hundrieser | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| RICE STEPHEN MANFRED | PRESIDENT; PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| HUNDRIESER DOROTHY JANET | MANAGING MEMBER; MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |