CLEAR CREEK FINANCIAL MANAGEMENT, LLC of SILVERDALE, WA is an SEC-registered investment adviser (CRD 170602). Regulatory assets under management: $1.9B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pensions, Charities, Corporations.
| Name | Role | Location |
|---|---|---|
| Warren James | MANAGING MEMBER | Chicago, IL |
| Benjamin James Warren | MANAGING MEMBER | — |
| Brian Sumner Deely | MANAGING MEMBER | — |
| Joseph John Gates | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | — |
| Jason Nicholas Kelley | MANAGING MEMBER | — |
| GATES RICHARD JOHN | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | — |
| DEELY BRIAN SUMNER | MANAGING MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-09-06 | regulatory | RESPONDENT WAS ALLEGED TO FAILED TO DISCLOSE TO HIS FIRM THE REQUESTED INFORMATION AND DOCUMENTS REGARDING THE SALES OF SECURITIES OF PROMISSORY NOTES ISSUED BY HIS WIFE'S COMPANY, AND FOR REPRESENTING TO HIS FIRM THAT HIS WIFE'S COMPANY DID NOT SELL SECURITIES WHEN THE COMPANY HAD ISSUED PROMISSORY… | Final | — |
| 2018-09-28 | regulatory | RESPONDENT EXERCISED UNAUTHORIZED DISCRETION IN BROKERAGE CLIENT ACCOUNTS. | Final | $6K |
Showing 15 of 50 offices.
| City | State | Employees | Phone |
|---|---|---|---|
| MERIDIAN | ID | 5 | 208-789-0888 |
| MERIDIAN | ID | 5 | 208-789-0888 |
| EAGLE | ID | 2 | 208-697-9232 |
| MERIDIAN | ID | 2 | 208-342-1670 |
| — | — | 2 | 360-698-6546 |
| MERIDIAN | ID | 2 | 208-795-5123 |
| TWIN FALLS | ID | 2 | 208-944-9244 |
| TWIN FALLS | ID | 2 | 208-944-9244 |
| MERIDIAN | ID | 2 | 208-342-1670 |
| — | — | 2 | 360-698-6546 |
| MERIDIAN | ID | 2 | 208-795-5123 |
| EAGLE | ID | 2 | 208-697-9232 |
| GRANITE BAY | CA | 1 | 916-781-2332 |
| — | — | 1 | 360-308-8239 X |
| SWARTZ CREEK | MI | 1 | 810-732-5752 |