NEWEDGE ADVISORS of NEW ORLEANS, LA is an SEC-registered investment adviser (CRD 171351). Regulatory assets under management: $43.2B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
Showing 25 of 26 people.
| Name | Role | Location |
|---|---|---|
| Joseph Franklin Banco | CHIEF FINANCIAL OFFICER AND TREASURER | Pittsburgh, PA |
| Neil Dickman Turner | CHIEF EXECUTIVE OFFICER; PARTNER/FOUNDER; PARTNER/FOUNDER/CO-CEO | — |
| Jeffrey Stone Cutler | CHIEF EXPERIENCE OFFICER | — |
| Kyle Peter Smith | VICE PRESIDENT | — |
| Erin Paige Sarver-Corbett | CHIEF OPERATIONS OFFICER, MANAGING DIRECTOR; VICE PRESIDENT, MANAGING DIRECTOR - OPERATIONS | — |
| William Carl Brand | CHIEF COMPLIANCE OFFICER | — |
| Alexander Thomas Goss | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/FOUNDER | — |
| David Jason Schnier | GENERAL COUNSEL AND SECRETARY | — |
| Stephen Anthony Pirigyi | PRESIDENT | — |
| SMITH KYLE PETER | VICE PRESIDENT | — |
| DOWN DAVID JOHN | VICE PRESIDENT | — |
| BANCO JOSEPH FRANKLIN | CHIEF FINANCIAL OFFICER AND TREASURER; CHIEF FINANCIAL OFFICER, TREASURER, AND SECRETARY | — |
| KALINOWSKI DAWN MARIE | CHIEF ADMINISTRATIVE OFFICER; CHIEF OPERATIONS OFFICER | — |
| NICKS BRENT PATRICK | CHIEF COMPLIANCE OFFICER | — |
| GOSS ALEXANDER THOMAS | CHIEF EXECUTIVE OFFICER; MANAGING MEMBER; MANAGING MEMBER & CHAIRMAN (+2 more) | — |
| RUSSELL THERESA BAILEY | CHIEF COMPLIANCE OFFICER | — |
| BRAND WILLIAM CARL | CHIEF COMPLIANCE OFFICER | — |
| SINS GEORGE FREDERICK | MANAGING MEMBER | — |
| TURNER NEIL DICKMAN | CHIEF EXECUTIVE OFFICER; CO-PRESIDENT; MANAGING MEMBER (+2 more) | — |
| HUGHES NOLAN BLAKE | DEPUTY CHIEF OFFICER / COMPLIANCE | — |
| CUTLER JEFFREY STONE | CHIEF EXPERIENCE OFFICER; MANAGING DIRECTOR OF ADVISOR SERVICES; PRESIDENT / DIRECTOR OF ADVISOR SERVICES (+1 more) | — |
| SARVER-CORBETT ERIN PAIGE | VICE PRESIDENT; VICE PRESIDENT, MANAGING DIRECTOR - OPERATIONS | — |
| PIRIGYI STEPHEN ANTHONY | PRESIDENT | — |
| David Baron Symecko | MANAGING DIRECTOR, BUSINESS DEVELOPMENT | — |
| Jennifer Ford Deloach | DEPUTY COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-09-30 | regulatory | ON SEPTEMBER 30, 2019, THE FIRM SETTLED AN ADMINISTRATIVE CEASE AND DESIST PROCEEDING WITH THE SEC (FILE NO. 3-19554, RELEASE NO. 5387). THE SETTLEMENT ORDER PROVIDES THAT THE FIRM, WITHOUT ADMITTING OR DENYING ANYVIOLATION, CONSENTED TO FINDINGS THAT IT BREACHED ITS FIDUCIARY DUTIES TO CERTAIN CLIE… | Final | $300K |
| — | regulatory | — | — | — |