FIRST WILSHIRE SECURITIES MANAGEMENT, INC. of PASADENA, CA is an SEC-registered investment adviser (CRD 171971). Regulatory assets under management: $415.5M.
Compensation: % of AUM, Performance.
Clients served: Individuals, High net worth, Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Howard Haoming Lu | PRESIDENT & CEO | Pasadena, CA |
| Scott William Hood | CHAIRMAN & CFO | Pasadena, CA |
| William Adam Caton | PORTFOLIO MANAGER | Pasadena, CA |
| Nicole Elizabeth Green | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | Pasadena, CA |
| Thomas Herbert Hanson | S.V.P. | — |
| HANSON THOMAS HERBERT | S.V.P.; V.P. & CHIEF OPERATING OFFICER | — |
| THORNTON ROBERT LEE | COMPLIANCE OFFICER | — |
| HOOD SCOTT WILLIAM | CHAIRMAN; CHAIRMAN, CCO; PRESIDENT & CEO (+1 more) | — |
| ZLOCHISTYY FELIKS | FINOP | — |
| HOWARD MITCHELL WAYNE | CHIEF COMPLIANCE OFFICER & FINOP | — |
| GREEN NICOLE ELIZABETH | CHIEF COMPLIANCE OFFICER; COO | — |
| LU HOWARD HAOMING | PRESIDENT & CEO | — |
| CATON WILLIAM ADAM | PORTFOLIO MANAGER | — |