SPIDERROCK ADVISORS, LLC of CHICAGO, IL is an SEC-registered investment adviser (CRD 171992). Regulatory assets under management: $9.8B.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles, Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| Eric Joseph Metz | MANAGING DIRECTOR | — |
| Edwin Bruce Mumford | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | CHICAGO, IL |
| David Eugene Donnelly | MANAGING DIRECTOR | — |
| Joseph George Devico | MANAGING DIRECTOR, CO-HEAD US WEALTH ADVISORY BUSINESS | — |
| Eve Stefanie Georgia Cout | MANAGING DIRECTOR, HEAD OF PORTFOLIO DESIGN & SOLUTIONS, US WEALTH ADVISORY BUSINESS | — |
| MUMFORD EDWIN BRUCE | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER; CHIEF COMPLIANCE OFFICER AND SECRETARY; CHIEF FINANCIAL OFFICER | — |
| PAPA GEORGE ORSON | MANAGING MAMBER; MANAGING MEMBER | — |
| BREMER DOUGLAS FRANK | MANAGING DIRECTOR | — |
| POKUTA PATRICIA ANN | CHIEF COMPLIANCE OFFICER | — |
| METZ ERIC J | CHIEF INVESTMENT OFFICER | — |
| KEILEY EDWARD HAYES | CHIEF COMPLIANCE OFFICER | — |
| KESSLING MICHAEL J | DIRECTOR OF OPERATIONS | — |
| METZ ERIC JOSEPH | CHIEF INVESTMENT OFFICER; MANAGING DIRECTOR | — |
| CORBY BRIAN ANTHONY | CHIEF COMPLIANCE OFFICER | — |
| ISELI CRAIG DONALD | CHIEF OPERATING OFFICER | — |
| CORBY BRIAN | CHIEF COMPLIANCE OFFICER | — |
| ISELI CRAIG D | CHIEF OPERATING OFFICER | — |
| DONNELLY DAVID EUGENE | MANAGING DIRECTOR | — |
| DEVICO JOSEPH GEORGE | MANAGING DIRECTOR, CO-HEAD US WEALTH ADVISORY BUSINESS | — |
| Cout Eve Stefanie Georgia | MANAGING DIRECTOR, HEAD OF PORTFOLIO DESIGN & SOLUTIONS, US WEALTH ADVISORY BUSINESS | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-08-22 | regulatory | ON AUGUST 22, 2024, THE INDIANA SECURITIES COMMISSIONER (THE "COMMISSIONER") ISSUED A CEASE AND DESIST ORDER (THE "ORDER") AGAINST BLACKROCK, INC. AND SEVERAL OF ITS ADVISORY AFFILIATES, (COLLECTIVELY, "BLACKROCK"). THE ORDER ALLEGES THAT BLACKROCK HAS MADE MISLEADING STATEMENTS ABOUT HOW WE MANAGE… | Pending | — |
| — | civil | — | — | — |
| — | regulatory | — | — | — |
| City | State | Employees | Phone |
|---|---|---|---|
| NEW YORK | NY | 2 | 212 810 5300 |
| SAN FRANCISCO | CA | 1 | 415 670 200 |
| PRINCETON | NJ | 1 | 609-282-2000 |