CAROLINA WEALTH STRATEGIES, LLC

CAROLINA WEALTH STRATEGIES, LLC of CARY, NC is an SEC-registered investment adviser (CRD 172231). Regulatory assets under management: $38.9M.

Registration

• CRD: 172231
• Type: Registered investment adviser
• Location: 2500 REGENCY PARKWAY, CARY, NC, 27518
• Phone: (919) 654-4599
• Latest filing: 2026-03-31
• Regulatory AUM: $38.9M
• Discretionary AUM: $38.9M
• Clients: 1
• Accounts: 252

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 172231 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search