AB PRIVATE CREDIT INVESTORS LLC of AUSTIN, TX is an SEC-registered investment adviser (CRD 173027). Regulatory assets under management: $11.4B.
Compensation: % of AUM, Fixed, Performance.
Clients served: High net worth, Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Kyle Christopher Digangi | GLOBAL CHIEF COMPLIANCE OFFICER | — |
| Mark Randall Manley | GENERAL COUNSEL & CORPORATE SECRETARY | — |
| Paul Emerson | SVP/CHIEF COMPLIANCE OFFICER | — |
| Wesley Peter Lawrence Raper | COO, AB PRIVATE CREDIT INVESTORS | — |
| J Brent Humphries | PRESIDENT, AB PRIVATE CREDIT INVESTORS | — |
| MANLEY MARK RANDALL | GENERAL COUNSEL; GENERAL COUNSEL & CORPORATE SECRETARY; MANAGER AND CCO | — |
| LESSER DAVID MICHAEL | CORPORATE SECRETARY; MANAGER | — |
| RAPER WESLEY PETER LAWRENCE | COO, AB PRIVATE CREDIT INVESTORS; MANAGER | — |
| HUMPHRIES J BRENT | MANAGER; PRESIDENT, AB PRIVATE CREDIT INVESTORS | — |
| MANLEY MARK | MANAGER AND CCO | — |
| DIGANGI KYLE CHRISTOPHER | CHIEF COMPLIANCE OFFICER; GLOBAL CHIEF COMPLIANCE OFFICER | — |
| Paul Alan Emerson | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2012-08-02 | regulatory | THE NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES ALLEGED THAT AXA EQUITABLE LIFE INSURANCE COMPANY VIOLATED NEW YORK INSURANCE LAW SECTION 4240(E) BY FILING PLANS OF OPERATION WITH RESPECT TO CERTAIN OF ITS SEPARATE ACCCUONTS WITH THE NEW YORK STATE INSURANCE DEPARTMENT AND NEW YORK STATE DEPARTM… | Final | $20.0M |
| — | regulatory | — | — | — |