DES FINANCIAL GROUP, LLC

DES FINANCIAL GROUP, LLC of BREA, CA is an SEC-registered investment adviser (CRD 174421). Regulatory assets under management: $34.1M.

Registration

• CRD: 174421
• SEC file number: 801-80832
• Type: Registered investment adviser
• Location: 3000 EAST BIRCH STREET, BREA, CA, 92821
• Phone: 714-572-3620
• Latest filing: 2026-03-19
• Regulatory AUM: $34.1M
• Discretionary AUM: $34.1M
• Clients: 1
• Accounts: 125

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles.

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 174421 on SEC IAPD (source of record)
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