TUCKER ASSET MANAGEMENT LLC of LITTLETON, CO is an SEC-registered investment adviser (CRD 174844). Regulatory assets under management: $603.6M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Lloyd Joseph Domingos | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | — |
| Karlan Ken Tucker | CEO; TRUSTEE | — |
| Ashton Lea Tucker | CEO | — |
| Angela Kae Tucker | TRUSTEE | — |
| PETERSON JOHN A | CHIEF COMPLIANCE OFFICER | — |
| TUCKER KARLAN KEN | CEO; MANAGER, CEO, CFO, CCO; TRUSTEE | — |
| Domingos Lloyd Joseph | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |
| — | criminal | — | — | — |