MAUKA CAPITAL, LLC

MAUKA CAPITAL, LLC of CHICAGO, IL is an SEC-registered investment adviser (CRD 174877). Regulatory assets under management: $4.5M.

Registration

CRD: 174877
SEC file number: 801-80943
Type: Registered investment adviser
Location: 6 N. MICHIGAN AVENUE, SUITE 1609, CHICAGO, IL, 60602
Phone: 312-320-0058
Latest filing: 2015-01-30
Regulatory AUM: $4.5M
Discretionary AUM: $4.5M
Clients: 2
Accounts: 1

Officers, owners & control persons (2)

Name	Role	Location
FALK MICHAEL SCOTT	FOUNDER/CHIEF STRATEGIST	—
SHAH NANDAN JAGDISH	FOUNDER/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	—

Private funds (1)

Fund	Type	Formed	Owners	Gross asset value	Min investment
MAUKA PARTNERS, LLC	Hedge Fund	—	9	$4.5M	$500K

Fund service providers (1)

administrator: OPUS FUND SERVICES

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