QUILVEST CAPITAL PARTNERS MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 175159). Regulatory assets under management: $4.3B.
Compensation: % of AUM, Performance, Other.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Barry Steven Hammerman | SECRETARY | — |
| Benton P Cummings | MANAGING PARTNER, DIRECTOR | — |
| Manuel Auguste Adrien Fischer | CHIEF COMPLIANCE OFFICER | — |
| Maninder Singh Saluja | DIRECTOR | — |
| Benjamin S Sass | SECRETARY | — |
| CUMMINGS JEANNE P | DIRECTOR; MANAGING PARTNER, DIRECTOR | — |
| NEUBAUER LAWRENCE ARYE | DIRECTOR; MANAGING PARTNER | — |
| FALKTOFT HENRIK | DIRECTOR | — |
| TAKEFMAN JAY | DIRECTOR | — |
| FISCHER MANUEL AUGUSTE ADRIEN | CHIEF COMPLIANCE OFFICER | — |
| FALKTOFT HENRIK NMN | DIRECTOR | — |
| TAKEFMAN JAY NMN | DIRECTOR | — |
| SALUJA SUKHDEEP SINGH | DIRECTOR | — |
| HAMMERMAN BARRY STEVEN | SECRETARY | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2011-03-15 | regulatory | CONTROL AFFILIATE WAS PRIMARILY FOUND BY THE RELEVANT LUXEMBOURG AUTHORITIES TO HAVE IMPLEMENTED A BUY-BACK PROGRAM IN THE CONTEXT OF ITS SHARES WITHOUT RELIANCE ON THE SAFE HARBOR PROVIDED BY THE LUXEMBOURG AUTHORITIES RELATING TO EXEMPTIONS FOR BUY-BACK PROGRAMS AND STABILIZATION OF FINANCIAL INST… | Final | $46K |