CRESCENT CAP ADVISORS, LLC

CRESCENT CAP ADVISORS, LLC of LOS ANGELES, CA is an SEC-registered investment adviser (CRD 175430). Regulatory assets under management: $1.8B.

Registration

Business model

Compensation: % of AUM, Performance.

Officers, owners & control persons (17)

NameRoleLocation
Jean-Marc ChapusMEMBERLOS ANGELES, CA
Mark Louis AttanasioMEMBERLos Angeles, CA
Gerhard Pieter LombardCHIEF FINANCIAL OFFICER—
George Pusey HawleyGENERAL COUNSEL—
Jason Alexander BreauxCHIEF EXECUTIVE OFFICER—
Erik George BarriosCHIEF COMPLIANCE OFFICER—
KEENAN BRIAN JOHNCHIEF FINANCIAL OFFICER—
ATTANASIO MARK LOUISLIMITED PARTNER; MEMBER—
CHAPUS JEAN-MARCLIMITED PARTNER; MEMBER—
LOMBARD GERHARD PIETERCHIEF FINANCIAL OFFICER—
HANLON JOSEPH A MI ONLYCHIEF COMPLIANCE OFFICER—
HAWLEY GEORGE PUSEYGENERAL COUNSEL—
BREAUX JASON ALEXANDERCHIEF EXECUTIVE OFFICER—
INSULL JONATHANPRESIDENT—
INSULL JONATHAN ROBERTPRESIDENT—
Wilhelms Michael LawrenceCHIEF FINANCIAL OFFICER—
BARRIOS ERIK GEORGECHIEF COMPLIANCE OFFICER—

Disclosures (1)

InitiatedTypeAllegationsStatusAmount
2014-06-30regulatoryTHE CHICAGO BOARD OF TRADE ("CBOT") ALLEGED VIOLATIONS BY SUN LIFE FINANCIAL INC. OF CBOT (LEGACY) RULE 432 AND RULE 534, RELATED TO TWO TRADES ON GLOBEX TOTALING 989 SEPTEMBER 2012 ULTRA TREASURY BOND FUTURES CONTRACTS.Final$50K

Branch offices (7)

CityStateEmployeesPhone
NEW YORKNY1212-364-0200
BOSTONMA1617-854-1500
CHICAGOIL1312-237-2100
LONDON—120-3696-5420
FRANKFURT—1695050604927
LONDON—120-3696-5420
FRANKFURT—1695050604927

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