ELLEVEST, INC.

ELLEVEST, INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 175476). Regulatory assets under management: $1.1B.

Registration

Business model

Compensation: % of AUM, Fixed, Other.

Clients served: Individuals, High net worth, Pooled vehicles.

Officers, owners & control persons (19)

NameRoleLocation
Ryan SmithCHIEF COMPLIANCE OFFICEROrlando, FL
Joseph D MansuetoEXECUTIVE CHAIRMAN OF THE BOARD
Sallie Lee KrawcheckSHAREHOLDER (COMMON)
Charles Hope KrollSHAREHOLDER (COMMON)
Sylvia Shiu Han KwanCHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER; CO-CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER
Denise June BrochuCHIEF COMPLIANCE OFFICER
MANSUETO JOSEPH DCHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER; EXECUTIVE CHAIRMAN OF THE BOARD
TIWARI MUNESHRIECHIEF COMPLIANCE OFFICER
WRIGHT THOMAS DCHIEF COMPLIANCE OFFICER
KRAWCHECK SALLIE LEECHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, SHAREHOLDER (COMMON); CHIEF EXECUTIVE OFFICER,SHAREHOLDER (COMMON) (+2 more)
KAPOOR KUNALCHIEF EXECUTIVE OFFICER
KROLL CHARLES HOPECHIEF COMPLIANCE OFFICER AND PRESIDENT; PRESIDENT; SHAREHOLDER (COMMON)
TIWARI MUNESHRIE NMNCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/COUNSEL
Zhou ShuGENERAL COUNSEL; GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER
Wynn Elaine PTRUSTEE
RAIMAN ILYSSAGENERAL COUNSEL
ASUNCION GISELLE MCHIEF COMPLIANCE OFFICER/COUNSEL
Hsiung ConnieCHIEF FINANCIAL OFFICER; CO-CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER
KWAN SYLVIA SHIU HANCO-CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER

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