TAYLOR SECURITIES, INC. of BRENTWOOD, TN is an SEC-registered investment adviser (CRD 17575). Regulatory assets under management: $283.8M.
Compensation: % of AUM.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Martha Stubblefield Mason | PRESIDENT | — |
| William Graham Iii Taylor | GENERAL SECURITIES REPRESENTATIVE | — |
| George Wood Moody | MUNICIPAL SECURITIES PRINCIPAL, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, FIN-OP, SEC- TREASURER, CFO | — |
| David Alan Lankford | VICE PRESIDENT, GENERAL SECURITIES PRINCIPAL | — |
| William Lyons Zelenik | GENERAL SECURITIES REPRESENTATIVE | — |
| TAYLOR WILLIAM GRAHAM | GENERAL SECURITIES AND DP PRINCIPAL; PRESIDENT, GENERAL SECURITIES AND DP PRINCIPAL; SHAREHOLDER | — |
| TOMPKINS BARBARA LEDBETTER | CCO; SECRETARY-TREASURER FINANCIAL OPERATIONS PRINCIPAL; SEC-TREAS, FINANCIAL OPERATIONS PRINCIPAL, CCO (+1 more) | — |
| MASON MARTHA STUBBLEFIELD | PRESIDENT; VICE PRESIDENT | — |
| DAUGHERTY BARBARA GAIL | SEC-TREAS, FIN-OP; SEC-TREAS, FIN-OP, CHIEF COMPLIANCE OFFICER | — |
| TAYLOR WILLIAM GRAHAM III | GENERAL SECURITIES REPRESENTATIVE; PRESIDENT, MUNICIPAL SECURITIES PRINCIPAL, GENERAL SECURITIES PRINICIPAL; VICE-PRESIDENT AND MUNICIPAL SECURITIES PRINCIPAL (+1 more) | — |
| MOODY GEORGE WOOD | MUNICIPAL SECURITIES PRINCIPAL, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, FIN-OP, SEC- TREASURER; MUNICIPAL SECURITIES PRINCIPAL, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, FIN-OP, SEC- TREASURER, CFO; MUNICIPAL SECURITIES PRINCIPAL, GENERAL SECURITIES PRINICIPAL, CHIEF COMPLIANCE OFFICER | — |
| HOLLIS LAURA TAYLOR | SHAREHOLDER | — |
| LANKFORD DAVID ALAN | VICE PRESIDENT; VICE PRESIDENT, GENERAL SECURITIES PRINCIPAL | — |
| HOLLIS JAY LAWRENCE JR | GENERAL SECURITIES REPRESENTATIVE | — |
| ZELENIK WILLIAM LYONS | GENERAL SECURITIES REPRESENTATIVE | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |