ARLINGTON SECURITIES, INC is an SEC-registered investment adviser (CRD 19596). Regulatory assets under management: $116.9M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Commissions, Other.
Clients served: Individuals, High net worth, Charities, Other.
| Name | Role | Location |
|---|---|---|
| Robert Earl Hillard | CEO; CEO, CFO, COO | — |
| Susan Marie Cullen | VICE PRESIDENT, CCO-BD | — |
| Timothy Scott Wingenbach | PRESIDENT, CCO-IA; PRESIDENT, COO, CCO-IA | — |
| Jeffrey John Unterreiner | CFO | — |
| HILLARD ROBERT EARL | PRESIDENT/CEO/CCO/CFO; PRESIDENT/CEO/CFO | — |
| RYON DIANE JUNE | VICE PRESIDENT | — |
| CULLEN SUSAN MARIE | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 1994-03-31 | regulatory | ARLINGTON HAD NO ONE REGISTERED IN MARYLAND | Final | — |
| 1991-10-07 | regulatory | PRESIDENT ROBERT E HILLARD'S DISCIPLINARY HISTORY CONSTITUES EVIDENCE OF UNWORTHINESS TO CONDUCT BUSINESS IN FLO0RIDA | Final | — |
| 1990-08-15 | regulatory | PRESIDENT HILLARD'S LACK OF GOOD BUSINESS REPUTE | Final | — |
| — | regulatory | — | — | — |