BROADVAIL CAPITAL PARTNERS, LLC

BROADVAIL CAPITAL PARTNERS, LLC of HOUSTON, TX is an SEC exempt reporting adviser (CRD 199514). This firm reports disciplinary history on Form ADV.

Registration

Officers, owners & control persons (12)

NameRoleLocation
Robert L ZorichCLASS A MEMBERHouston, TX
James J TramutoMANAGING MEMBER; MANAGING PARTNERHouston, TX
Brett W HetherwickMANAGING MEMBER; MANAGING PARTNER AND CHIEF COMPLIANCE OFFICERHouston, TX
Robert M ZorichMANAGING MEMBER; MANAGING PARTNERHouston, TX
Justin G CablesCFO—
ZORICH ROBERT LCLASS A MEMBER—
ZORICH ROBERT MMANAGING MEMBER; MANAGING PARTNER—
HETHERWICK BRETT WMANAGING MEMBER; MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER—
TRAMUTO JAMES JMANAGING MEMBER; MANAGING PARTNER—
CABLES JUSTIN GCFO—
ROBERT M. ZORICHMANAGING MEMBER; MANAGING PARTNERHOUSTON, TX
Justin G. CablesCFO—

Disclosures (3)

InitiatedTypeAllegationsStatusAmount
2016-01-14regulatoryFAILURE TO COMPLY WITH THE REQUIREMENTS OF MANDATORY CONTINUING PROFESSIONAL EDUCATION NECESSARY TO MAINTAIN THE LICENSE TO PRACTICE IN PUBLIC ACCOUNTANCY - CPA DESIGNATIONFinal$100

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