GILDER GAGNON HOWE & CO. LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 2002). Regulatory assets under management: $12.1B.
Compensation: % of AUM, Commissions.
Clients served: High net worth, Pooled vehicles.
Showing 25 of 43 people.
| Name | Role | Location |
|---|---|---|
| David Stewart Howe | MANAGING MEMBER | — |
| Travis Knapp Anderson | MANAGING MEMBER | — |
| Shaiza Mariam Rizavi | CHIEF EXECUTIVE OFFICER / MANAGING MEMBER | — |
| James Michael Deutsch | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | — |
| David Co Huynh | CHIEF FINANCIAL OFFICER | — |
| Michael Patrick Mccormick | MEMBER | — |
| Shafqat Ali | CHIEF INFORMATION SECURITY OFFICER/MEMBER | — |
| Laura Michele Esposito | CHIEF COMPLIANCE OFFICER | — |
| GILDER RICHARD | MANAGING MEMBER; MEMBER | — |
| HOWE DAVID STEWART | MANAGING MEMBER | — |
| BENZAQUEN NORMAN S | MANAGING MEMBER | — |
| WEADOCK WALTER JOSEPH | CHIEF COMPLIANCE OFFICER; MEMBER | — |
| ANDERSON TRAVIS KNAPP | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER; MANAGING MEMBER | — |
| NOAH SCOTT IVES | CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| HECKLER MAX LEWIS | MEMBER; SROP/CROP | — |
| BORGESON THOMAS ARTHUR | OPERATIONS PRINCIPAL | — |
| COLLOPY STEVEN EDWARD | CHIEF FINANCIAL OFFICER; FINANCIAL OFFICER | — |
| HAUPT BONNIE MAE | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/MEMBER; MEMBER | — |
| JORDAN KENNETH RICHARD | HEAD TRADER/MEMBER | — |
| ROSS DAVID R | MEMBER | — |
| RIZAVI SHAIZA M | MANAGING MEMBER | — |
| DEUTSCH JAMES MICHAEL | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER; MANAGING MEMBER | — |
| HUYNH DAVID CO | CHIEF FINANCIAL OFFICER; CONTROLLER | — |
| MCCORMICK MICHAEL PATRICK | MEMBER | — |
| WILLIAMS FRANCIS HUNNEWELL | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-11-14 | regulatory | ON SEPTEMBER 17, 2020, THE SEC ENTERED AN ORDER AGAINST GGHC, FOLLOWING THE FIRM'S OFFER OF SETTLEMENT. THE SEC FOUND THAT CERTAIN REVIEWS OF CLIENT ACCOUNTS FOR POTENTIALLY EXCESSIVE TRADING WERE NOT CONDUCTED FROM 2017 THROUGH EARLY 2018. THE SEC ALSO FOUND THAT GGHC'S CHIEF COMPLIANCE OFFICER AT… | Final | $1.7M |