WORLD INVESTMENTS, INC. of LINCROFT, NJ is an SEC-registered investment adviser (CRD 20626). Regulatory assets under management: $1.7B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed, Commissions.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Ana Roumenova Carter | FINOP | — |
| Jonathan E Curley | GLOBAL CHIEF COMPLIANCE OFFICER; PRESIDENT | — |
| Barry P Toole | CCO | — |
| Jennette Lee Fraler | VP/CHIEF COMPLIANCE OFFICER | — |
| Thomas Patrick Sr Hyland | PRESIDENT/DIRECTOR; PRESIDENT/DIRECTOR/FINOP/MUNI PRINCIPAL | — |
| HYLAND THOMAS PATRICK SR | OWNER/PRESIDENT/DIRECTOR; OWNER/PRESIDENT/DIRECTOR/COMPLIANCE OFFICER/FINOP/MUNICIPAL PRINCIPAL; OWNER/PRESIDENT/DIRECTOR/FINOP/MUNICIPAL PRINCIPAL (+3 more) | — |
| PRZYBYLKO JOANNE | CEO/DIRECTOR; OWNER/CEO/DIRECTOR; OWNER/DIRECTOR/CEO (+1 more) | — |
| HYLANDRASH LINDA HELEN | VICE PRESIDENT /CCO OF TFS SECURITIES, INC.; VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| HYLAND THOMAS PATRICK | PRESIDENT/DIRECTOR | — |
| GERULA RUTHANN | OWNER/TREASURER/DIRECTOR; TREASURER/DIRECTOR | — |
| TOMARO DONNA MARIE | OWNER/SECRETARY/DIRECTOR; SECRETARY/DIRECTOR | — |
| HYLAND-RASH LINDA HELEN | VICE PRESIDENT | — |
| CASE TAMMY SUE | CCO | — |
| FRALER JENNETTE LEE | VP/CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-10-19 | regulatory | TFS'BOOKS AND RECORDS WERE INCOMPLETE WHICH RESULTED IN BOOKS AND RECORDS VIOLATION. | Final | $75K |
| 2002-02-07 | regulatory | FORMER REP, RICHARD SHUKER, OFFERED AND SOLD UNREGISTERED SECURITIES(NOTES) ISSUED BY DELAWARE CAPITAL CORP (NOT AFFILIATED WITH TFS FROM 7/7/1988 TO 9/15/1994). SHUKER RECEIVED COMPENSATION (TFS RECEIVED NO COMPENSATION AND WAS UNAWARE OF THIS ACTIVITY). TFS WAS FOUND TO NOT HAVE FOLLOWED ITS OWN I… | Final | — |
| 1997-07-08 | regulatory | TFS SECURITIES, INC. ACTING THROUGH LINDA HYLAND-RASH AS PRINCIPAL OF THE FIRM, FAILED TO COMPLY WITH ITS RESTRICTION AGREEMENT BY EFFECTING MUNICIPAL SECURITIES TRANSACTIONS PRIOR TO OBTAINING A MUNICIPAL PRINCIPAL. | Final | $5K |
Showing 15 of 26 offices.
| City | State | Employees | Phone |
|---|---|---|---|
| BAYONNE | NJ | 8 | 201-823-1030 |
| TURNERSVILLE | NJ | 4 | 856-784-6060 |
| CEDAR KNOLLS | NJ | 4 | 973-540-1066 |
| HARRISBURG | PA | 4 | 717-545-3355 |
| FREEHOLD | NJ | 3 | 732-308-9447 |
| TOMS RIVER | NJ | 3 | 732-503-4791 |
| HAMMONTON | NJ | 2 | 609-567-1327 |
| ROSELAND | NJ | 2 | 973-301-2300 |
| BRICK | NJ | 2 | 732-458-1316 |
| SOUTH ORANGE | NJ | 1 | 973-378-8082 |
| ISELIN | NJ | 1 | 732-738-0500 |
| PRINCETON | NJ | 1 | 609-514-5115 |
| OAKHURST | NJ | 1 | 732-842-2700 |
| ORLANDO | FL | 1 | 407-250-2588 |
| TOMS RIVER | NJ | 1 | 732-288-1184 |