WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. of BRISTOL, CT is an SEC-registered investment adviser (CRD 226535). Regulatory assets under management: $694.3M.
Compensation: % of AUM, Hourly, Fixed, Other.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Matthew Thomas Sweeney | PRESIDENT | — |
| Joseph Elzie Goss | SECRETARY | — |
| Walter Russell Costenbader | CHIEF COMPLIANCE OFFICER | — |
| Justin Karl Bolmgren | MANAGING PRINCIPAL, CHIEF OPERATIONS OFFICER | — |
| Nichole Helen Bolmgren | CHIEF FINANCIAL OFFICER | — |
| COSTENBADER WALTER RUSSELL | CHIEF COMPLIANCE OFFICER | — |
| SWEENEY MICHAEL THOMAS | CHIEF COMPLIANCE OFFICER (CCO); MANAGING DIRECTOR | — |
| BOLMGREN JUSTIN KARL | CHIEF OPERATIONS OFFICER | — |
| GOSS JOSEPH ELZIE | MANAGING PRINCIPAL | — |
| Kimberly B Sparks | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |