ATALAN CAPITAL PARTNERS, LP of NEW YORK, NY is an SEC-registered investment adviser (CRD 226714). Regulatory assets under management: $3.3B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Thomas B Randolph | MANAGING MEMBER; MANAGING PARTNER | Santa Monica, CA |
| David Randolph Thomas | MANAGING MEMBER; MANAGING PARTNER | — |
| Bryan R Schrubbe | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | — |
| Roger Grant Smith | CHIEF OPERATING OFFICER | — |
| SMITH GRANT | CHIEF OPERATING OFFICER | — |
| SCHRUBBE BRYAN R | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-07-27 | regulatory | IN JULY 2017, ATALAN CAPITAL PARTNERS, LP ("ATALAN") NOTIFIED THE SFSA OF A NET SHORT POSITION IN THE SHARES OF A SWEDISH ISSUER. THE NOTIFICATION OCCURRED AFTER THE REQUIRED DATE, AS SPECIFIED IN REGULATION (EU) NO. 236/2012, AND WAS IMMEDIATELY REPORTED TO THE SFSA UPON DISCOVERY BY ATALAN. | Final | $12K |
| 2017-07-27 | regulatory | IN JULY 2017, ATALAN CAPITAL PARTNERS, LP ("ATALAN") NOTIFIED THE SFSA OF A NET SHORT POSITION IN THE SHARES OF A SWEDISH ISSUER. THE NOTIFICATION OCCURRED AFTER THE REQUIRED DATE, AS SPECIFIED IN REGULATION (EU) NO. 236/2012, AND WAS IMMEDIATELY REPORTED TO THE SFSA UPON DISCOVERY BY ATALAN. | Final | $15K |