AMERICAN WEALTH MANAGEMENT, INC. of ALPHARETTA, GA is an SEC-registered investment adviser (CRD 25536). Regulatory assets under management: $310.0M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Gavin Matthew Borzello | CHIEF AML OFFICER, CHIEF COMPLIANCE OFFICER, PRESIDENT, CFO | — |
| Jerome August Borzello | CHIEF COMPLIANCE OFFICER/PRES./CFO | — |
| Gavin Matthew Borzello | CHIEF AML OFFICER | — |
| BORZELLO JEROME AUGUST | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/PRES./CFO; PRES.CFO,COO,CCO | — |
| BORZELLO GAVIN MATTHEW | CHIEF AML OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-07-23 | regulatory | THE FORM CRS IN USE BY THE FIRM FAILED TO INCLUDE A CONVERSATION STARTER STATING "DO YOU OR YOUR FINANCIAL PROFESSIONALS HAVE LEGAL OR DISCIPLINARY HISTORY?" FORM CRS WAS CORRECTED ON MARCH 31, 2022. | Final | $35K |
| 2006-11-20 | regulatory | WITHOUT ADMITTING OR DENYING ALLEGATIONS | Final | $15K |
| City | State | Employees | Phone |
|---|---|---|---|
| CASPER | WY | 3 | 307-234-2169 |
| CASPER | WY | 3 | 307-234-2169 |