QUINT CAPITAL CORPORATION of NEW YORK, NY is an SEC-registered investment adviser (CRD 26586). Regulatory assets under management: $162.1M.
Compensation: % of AUM, Fixed.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Alexander Norman Quint | CEO; OWNER | — |
| Robert William Peters | FINOP | — |
| Corrie Faulk Davis Scoby | CHIEF COMPLIANCE OFFICER | — |
| David Edward Achzet | CHIEF COMPLIANCE OFFICER | — |
| Ricky Lynn Snyder | MUNICPAL PRINCIPAL | — |
| SNYDER ERICA LYNN | MUNICPAL PRINCIPAL | — |
| ACHZET DAVID EDWARD | CHIEF COMPLIANCE OFFICER | — |
| QUINT ALEXANDER NORMAN | CEO; OWNER | — |
| HOFFMAN PETER ROSS | FINOP- PFO | — |
| RAMIREZ RUBEN RENE JR | FIRM PRINCIPAL/SALES SUPERVISORS/AML CO | — |
| KURIA KATHY JONES | CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |