SML ADVISORY

SML ADVISORY is an SEC-registered investment adviser (CRD 275028). Regulatory assets under management: $1.2M.

Registration

• CRD: 275028
• Type: Registered investment adviser
• Phone: 619-384-3068
• Latest filing: 2026-05-18
• Regulatory AUM: $1.2M
• Discretionary AUM: $1.2M
• Clients: 1
• Accounts: 14

Business model

Compensation: % of AUM, Performance.

Clients served: High net worth, Other.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 275028 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search